TODAY: The Commission proposed amendments to the Investment Company Act “cross-trading rule,” which permits transactions in securities between a registered fund and its affiliates under certain conditions.
The proposed amendments would modernize and expand the cross-trading
U.S. Securities and Exchange Commission
@SECGov
Protecting investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation. Led by @SECPaulSAtkins, 34th Chairman of the SEC