WN - sifma

Reducing Duplicative Regulation and Expanding Exemptions for Commodity Pool Operators and Commodity Trading Advisors (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-10-06, 15:59

) Summary SIFMA AMG 1 provided comments to the Commodity Futures Trading Commission (CFTC) on the proposed...

Brooke Kramer Joins SIFMA Advocacy Team (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-10-05, 15:20

) Washington, D.C., October 5, 2026 --SIFMA today announced Brooke Kramer will join the Association's Federal...

Cybersecurity Is a Team Sport (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-10-02, 16:54

) October is Cybersecurity Awareness Month, a timely reminder that the security of U.S. capital markets...

SIFMA Statement on Confirmation of Labor Secretary Sonderling (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-10-01, 14:51

) Washington, D.C., October 1, 2026 - SIFMA today released the following statement from Kenneth E. Bentsen,...

Proposed Rule Change to Amend FINRA Rules 0150, 2165, 4512 and to Adopt FINRA Rule 2166 (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-09-30, 23:01

) Summary SIFMA 1 provided comments to the U.S. Securities and Exchange Commission (SEC) in support of the...

Key Takeaways for Asset Managers from SIFMA's Digital Assets Conference 2026 (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-09-30, 19:04

) For asset managers, tokenization is no longer a question of whether, but of how fast and under what rules....

SIFMA Digital Assets Conference Debrief (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-09-29, 19:03

) The inaugural 2026 SIFMA Digital Assets Conference highlighted digital assets' role in an increasingly...

SIFMA Weighs In: How to Get E-Delivery Right (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-09-29, 16:57

) For years, SIFMA has made the case that it was time for the SEC to modernize how required investor...

SIFMA Fixed Income Market Close Recommendations in the U.S., the U.K., and Japan for U.S. Columbus Day and Japan Health and Sports Day Holidays (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-09-29, 15:02

) New York, N.Y., September 29, 2026 - SIFMA has confirmed its previous holiday recommendation for a full...

Regulatory Notice 26-15: FINRA Requests Comment on Modernizing FINRA’s Best Execution Guidance – Fixed-Income Markets (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-09-28, 17:02

) Summary SIFMA 1 provided comments to FINRA on its Regulatory Notice 26-15 ("RN") 2 to address...

Regulatory Notice 26-15 — Modernizing FINRA’s Best Execution Guidance (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-09-28, 17:02

) Summary SIFMA 1 provided comments to FINRA on its Regulatory Notice 26-15, in which FINRA requests comment...

Treasury/IRS Notice 2026-48 Intent to Issue Regulations with Respect to Saver’s Match Contributions (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-09-27, 18:55

) Summary SIFMA provided comments to the IRS on the implementation of the Saver's Match program, offering...

Fewer Companies Are Going Public—And What Policymakers Can Do About It (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-09-25, 11:08

) The U.S. public company count has fallen nearly 25% since 2000-from roughly 7,200 to 5,532-even as total...

Building Durable Digital Asset Markets (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-09-23, 15:54

) Remarks as Prepared for Delivery at the 2026 Digital Assets Conference Good morning. I'm Joe Seidel, SIFMA...

US Treasury Central Clearing Survey: Broad Industry Readiness for Cash Clearing, Industry Moving Towards Execution but Work Remains Ahead of Repo Deadline (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-09-22, 15:03

) New York, NY, September 22, 2026 - SIFMA, BNY, Broadridge, and The Depository Trust & Clearing...

SIFMA Submits Comment Letter on SEC E-delivery Rule Proposal (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-09-21, 18:02

) Washington, D.C., September 21, 2026 -- SIFMA and SIFMA Asset Management Group (SIFMA AMG) today submitted...

Electronic Delivery of Information Under the Federal Securities Laws (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-09-21, 02:02

) Summary SIFMA 1 and its Asset Management Group ("AMG") 2 (together, "SIFMA") provided...

Portfolio Margining: Modernizing Margin Rules for Modern Markets (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-09-19, 22:46

) Financial markets have changed dramatically over the past two decades. Investors increasingly manage risk...

SIFMA Statement on SEC Innovation Exemption (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-09-17, 12:00

) Washington, D.C., September 17, 2026 - SIFMA today issued the following statement from president and CEO...

Market Snapshot: What’s Next for Rates and Markets? Featuring Mona Mahajan, Edward Jones (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-09-15, 12:00

) In Episode 05 of Market Snapshot, SIFMA President and CEO Kenneth E. Bentsen, Jr. and Director of Research...

Request for Comment on Regulatory Notice 26-14 Proposals (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-09-11, 12:00

) Summary SIFMA 1 provided comments on the Financial Industry Regulatory Authority's ("FINRA")...

Electronic Delivery of Forms 1099-DA in Proposed Regulations and Notice 2026-4 (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-09-09, 12:00

) Excerpt SIFMA 1 provided comments to the U.S. Department of the Treasury (DOt) on the proposed regulations 2...

Pre-Rulemaking Considerations Document for the Colorado Automated Decision-Making Technology Act (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-07-14, 03:03

) Summary SIFMA 1 provided comments to the Colorado Department of Law on its Pre-Rulemaking Considerations...

Legislation to Modernize 403(b) Retirement Plan Investment Options (Joint Trades) (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-07-13, 20:59

) Summary SIFMA and Other Joint Trades write to the Senate Committee on Banking, Housing, & Urban Affairs...

It’s Time for the SEC to Take Direct Control of the CAT (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-07-09, 18:00

) The SEC's April 2026 concept release on the Consolidated Audit Trail (CAT) is an important milestone in the...

Heard at Ops 2026: Building the Future of Market Operations (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-07-08, 12:55

) The conversations taking place across the financial services industry today are reshaping the...

Guowei Zhang Appointed Head of Prudential Policy for SIFMA (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 2026-07-07, 15:58

) Washington, D.C., July 7, 2026 - SIFMA today announced the promotion of Guowei Zhang to Head of the...

Staff Report on the Definitions of “Security-Based Swap Dealer” and “Major Security- Based Swap Participant” (SIFMA and ISDA) (SIFMA - Securities Industry and Financial Markets Association Inc)